Speaking Engagement

Sidoti Fall 2016 Emerging Growth Convention

November 1, 2016

HSE Securities and Capital Markets Practice partners Alexander McClean and James Jenkins are this year's featured speakers at the Sidoti Fall 2016 Emerging Growth Convention, taking place on Tuesday, November 1st in New York City.

They will discuss recent legal and market developments impacting micro-cap and small-cap capital market transactions. Included in the discussion will be recent SEC guidance and market developments impacting Uplist transactions, registered direct offerings, confidentially marketed public offerings, PIPEs, rights offerings, reverse mergers, variable priced convertible instruments, and other financing vehicles. They will also address key considerations companies exploring these type of transactions should address. 

To learn more about the convention, please click here.

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