Harter Secrest & Emery LLP, a full-service business law firm with offices throughout New York, recently represented Financial Institutions, Inc. (Nasdaq:FISI) in a $35 million private placement of its fixed-to-floating rate subordinated promissory notes. The HSE Securities and Capital Markets team for the transaction included Alexander R. McClean, Margaret K. Rhoda, and Kevin R. Pregent.

Financial Institutions, Inc. provides diversified financial products and services through its subsidiaries Five Star Bank, SDN Insurance, Courier Capital and HNP Capital.

Harter Secrest & Emery is recognized as a leader in the securities and capital markets industry. With 10 attorneys devoted to practicing securities and capital markets law in western New York state, we bring a depth and breadth of experience unmatched in the region. The firm has represented issuers and underwriters in over 60 public offerings, with clients ranging from businesses seeking start-up capital to Fortune 500 companies. The firm’s securities practitioners assist clients with private and public offerings of securities, ongoing regulatory compliance and reporting, proxy solicitations, tender offers, and securities litigation and arbitration before the Securities and Exchange Commission, NYSE, Nasdaq, FINRA, and state and federal courts.

click here to view Harter Secrest & Emery Advises Financial Institutions on $35 Million Private Placement of Subordinated Notes as a PDF

Disclaimer

This website presents only general information not intended as legal advice. Although we encourage calls, letters and emails from prospective clients, please keep in mind that merely contacting Harter Secrest & Emery LLP (HSE) does not establish an attorney-client relationship between us. Confidential information should not be sent to HSE until you have been notified in writing by HSE that a formal attorney-client relationship has been established. Information sent to us before then may not be treated as confidential by HSE or the court.

I have read this and agree     Cancel

Our website uses cookies. By continuing to use our site, you agree to our use of cookies in accordance with our Privacy Policy.