Harter Secrest & Emery LLP, a full-service business law firm with offices throughout New York, announced that Scott B. Mosley has joined the firm as an associate in the Securities and Capital Markets practice.
Mosley advises publicly held and private companies in federal and state securities law compliance, stock exchange listing requirements, and corporate governance matters. He also conducts due diligence for securities offerings, completes legal research and drafts offering materials, contracts, and other agreements. Before joining Harter Secrest & Emery, Mosley practiced as an associate with a law firm in Utah.
Mosley earned his B.A. from Brigham Young University and J.D., cum laude, from the J. Reuben Clark Law School at Brigham Young University.
Harter Secrest & Emery is recognized as a leader in the securities and capital markets industry. With 10 attorneys devoted to practicing securities and capital markets law in Western New York, the firm brings a depth and breadth of experience unmatched in the region. Harter Secrest & Emery has represented issuers and underwriters in over 60 public offerings, with clients ranging from businesses seeking start-up capital to Fortune 500 companies. The firm’s securities practitioners assist clients with private and public offerings of securities, ongoing regulatory compliance and reporting, proxy solicitations, tender offers, and securities litigation and arbitration before the Securities and Exchange Commission, NYSE, Nasdaq, FINRA, and state and federal courts.