In a recent National Law Journal article, “SEC Push to Revive IPOs Collides With Exchanges’ Stricter Listing Rules, Lawyers Say,” Alexander R. McClean, chair of
In Collaboration with Cloudraise®: Cloudraise® provides white-labeled funding software that enables companies to host and manage securities offerings through their own websites and brands. Alexander
As previously discussed in our LEGALcurrents, on July 22, 2026, the Securities and Exchange Commission (the “SEC”) approved The Nasdaq Stock Market LLC (“Nasdaq”) rule
Buffalo, New York, October 1, 2026 – Harter Secrest & Emery LLP, a full-service business law firm with offices throughout New York, is pleased to
Editor’s Message As cooler weather takes hold in Western New York, it is a reminder that fall is upon us. The SEC is not cooling
On September 3, 2026, the Securities and Exchange Commission (the “SEC”) issued a proposal to rescind Rule 206(4)-5 (the “Rule”) under the Investment Advisers Act
In this last quarter of 2026, we are facing the prospect of multiple significant SEC rule changes (semi-annual reporting, registered offering reform, filer status reform,
Rochester, New York, October 1, 2026 – Harter Secrest & Emery LLP, a full-service business law firm with offices throughout New York, recently represented VerifyMe,
Introduction On August 14, 2026, the Securities and Exchange Commission (the “SEC”) approved rule changes proposed by the New York Stock Exchange (“NYSE”) and NYSE
Rochester, New York, September 29, 2026 – Harter Secrest & Emery LLP, a full-service business law firm with offices throughout New York, announced that 23
